Unlicensed Commodities Broker Bust: NY Court Upholds $1.2M Fine in Regal v. Tauber
SEC Crushes Crypto Middleman in Commodities Broker Bust New York appeals court slams a precious metals trader for acting as an unlicensed commodities broker, upholding a $1.2 million fine in Regal Commodities v Tauber. This ruling reinforces strict licensing walls around trading gold and silver—core commodities that crypto markets mirror in tokenized forms—signaling regulators’ unyielding…
